A versatile financial services professional in the Phoenix area, Darcy Bergen serves as the president and managing partner of the Bergen Financial Group in Peoria, Arizona. Darcy Bergen’s responsibilities with the Better Business Bureau-accredited firm lie in the areas of investment risk management and financial planning, with an emphasis on income and social security optimization.

To further serve his diverse client base, Mr. Bergen has passed the Series 65 exam and has become a certified retirement financial advisor (CRFA) through the Financial Industry Regulatory Authority (FINRA). He is also a representative of Horter Investment Management, for which he provides targeted investment advice.

Specific strategic services offered by Mr. Bergen include converting IRA/Roth accounts, minimizing taxes when withdrawing from an IRA, and planning wills and trusts with a focus on Social Security and tax matters. In addition to serving clients directly, he has served as an invited speaker and delivered a wide range of financial presentations.

Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately through Bergen Financial Group. Securities transactions for Horter Investment Management clients are placed through E*TRADE Advisor Services, TD Ameritrade and Nationwide Advisory Solutions.